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Series 65 - Uniform Investment Adviser Law Exam

Credit Recommendations

  • BUS 120 - Business Law: 3 credits, lower division level

Effective Dates

September 2015 through September 2020

Issuing Agency

Financial Industry Regulatory Authority

Applying for the Credit

Through our Consortium for the Assessment of College Equivalency (CACE) partnership, Charter Oak honors the credit recommendation made by Thomas Edison State University for this credential. This is only available for students matriculated at Charter Oak and is not available on the Credit Registry.

No duplicate credit will be awarded; Students may only receive credit for the Series 63 OR Series 65 OR Series 66, regardless of how many they hold.

If your credential was issued or valid during the validity period, or effective dates, for the credit recommendation, then you're eligible to apply for the credit. 

  • Consult with your Academic Advisor regarding the applicability of the credit to your degree plan.
  • Contact the PLA Office or the Registrar to apply for the credit.